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COMPLIANCE & REGULATORY

Driftwood Group supports our corporate and individual clients' need to remain compliant with both the domestic legislation of their commercial environment as well as the general standards of the international global marketplace.

We guide our clients through the relevant licensing applications through to establishing presence within their jurisdictions of operation. Our service delivery emphasizes building lasting relationships with regulators and enforcement authorities, remaining compliant with high standards, risk management, and exhibiting exceptional corporate governance.

 

Driftwood's team of professionals are trained to balance business growth with successful regulatory alignment so that clients remain uninhibited in their pursuit of management goals. Our compliance models are tailored to the client, their context, and their circumstances, resulting in solutions that are timely, sensitive and manageable in with the most delicate of situations.

Deliverable Solutions:

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Governance Compliance

Anti-Money Laundering, Fraud & Terrorist Financing Analytics

Compliance Program Preparation

Blockchain Analytics & Know Your Transaction (KYT)

Know Your Investor Onboarding (KYI)

Know Your Client (KYC)

Policy & Procedure Drafting

Remediation Services

Regulatory Compliance Advice

Beneficial Ownership Analysis

Investment Business Regulatory Consultation

Compliance Audits

Business Risk Assessments

Risk Management Plan

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